Sports Medicine

The primary purpose of this chapter is to review selected concepts pertaining to the treatment of sports injuries. The evaluation and treatment of some common injuries will also be presented. Overuse injuries will be discussed in a separate chapter in this textbook. The reader should understand that the area of sports medicine is broad; therefore, for those interested in treating sports injuries, additional reading of current textbooks and journals is essential. In addition, clinical experience gained through preparticipation physical examinations, sports clinics, and on-field coverage is invaluable to anyone who desires to care for injured athletes.

BASIC PRINCIPLES OF NONOPERATIVE FUNCTIONAL REHABILITATION

Several basic principals can be applied to almost any acute sports injury. These are outlined in Table 23-1. These rehabilitation phases provide a stepwise approach to treat and assess the progress of an athlete with an acute injury. Immobilization is avoided as much as possible because of its multiple detrimental effects on tissue healing (e.g., scar formation, contracture, and atrophy).

Phase I: Decrease Pain and Control Inflammation

The initial phase of treatment is to control the inflammatory reaction that occurs after an acute injury and its associated pain, which inhibits muscle function. It should be noted that mediators involved in the inflammatory response are also important factors involved in the healing of soft-tissue injuries. Therefore, although the goal is to control the inflammatory response, eliminating it completely would be detrimental to tissue healing. The PRICE (protection, rest, ice, compression, elevation) approach is well known to those who care for athletes.
After an injury, the area is protected either by splinting, bracing, or taping/wrapping. It is very rare that any ligamentous or musculoskeletal injuries would require casting, which is usually avoided. Crutch ambulation (usually weight bearing as tolerated) for lower extremity injuries can be very helpful until a normal, pain-free gait pattern can be reestablished. Bracing should be limited to that which protects the specific area while allowing for full motion at other areas. It is often possible to use the same brace to facilitate early protective motion as well as return to functional activities later in the rehabilitation process (e.g., a double upright hinged knee brace following a medial collateral knee sprain).
Rest should be prescribed carefully, as it is important that the athlete does not become deconditioned during the rehabilitation of an injury. Fatigue results in a decrease in neuromuscular functioning and joint control, thereby placing greater dependency on the static stabilizers of joints (i.e., the ligaments), placing them at greater jeopardy for injury. Therefore, the proper term is relative rest, which means that while the affected area is rested, the remainder of the body is exercised. In particular, cardiovascular conditioning must be maintained. This can be done by alternative exercises that allow for protection of the injured area while stressing the cardiovascular system at the same intensity, duration, and frequency as the athlete had previously trained. For example, a running athlete who suffers a lower extremity injury that must be unloaded can use deep-water vest running at the same intensity level as before the injury. This has allowed athletes to maintain their cardiovascular fitness level while their injuries heal, allowing for safe return to play at close to the preinjury level and possibly prevention of additional injuries.
Ice controls the initial inflammatory response and facilitates pain control immediately following an injury. The affected areas should be generally iced 20 minutes four to five times a day, or more often if possible. Ice is used for its properties of vasoconstriction, which limits the edema as well the release of vasoactive and pain factors, such as bradykinins and leukotrienes. Ice also can decrease conduction along pain fibers and act as a counterirritant to assist in pain control and to reduce muscle spasm. There are various methods of icing that include ice pack, ice massage, ice immersion, and devices that combine both ice and compression.
Compression is also used in an effort to limit the edema in the injured area. Ace wrapping is often used but can be problematic because of the difficulties in getting uniform or gradient (from distal to proximal) compression. A compressive stockinette (e.g., Tubigrip) can be very helpful in this regard. A sleeve can be cut to whatever size is necessary and simply applied. For additional compression, it can be folded over onto itself. Care must be taken to avoid excessive pressure over bony protuberances or superficial nerves. Compressive braces can also be effective (e.g., air splints for ankle sprains). Finally, devices that combine icing with compression have been found to be very useful and effective in the postinjury as well as postoperative rehabilitation of athletic injuries. They can be used not only by therapist and athletic trainers but also at home by motivated athletes.
Elevation is yet another means to control postinjury swelling. The injured limb should be elevated above the level of the heart to optimally assist with venous and lymphatic drainage and therefore control edema. Keeping the lower extremities out of a dependent position is helpful as well in limiting the pooling of inflammatory and posttraumatic products.
Additionally, nonsteroidal antiinflammatory drugs (NSAIDs) for a short period of time, if not contraindicated, and electrical stimulation can assist with both inflammation and pain control. Whether they offer clear advantages over using just the above program is a matter of debate, but if available and not contraindicated, appear reasonable.

Phase II: Restore Normal/Symmetric Range of Motion

Pain and swelling can inhibit motion or produce altered motor patterns that, if established, often require retraining to restore proper motor control. An example would be an athlete with an antalgic gait following a knee or ankle injury. This movement pattern must be discouraged while the area is gradually mobilized. Immobility will result in scar and contracture and therefore is not recommended. Range of motion (ROM) allows for controlled stress to a joint, which will stimulate proper collagen deposition. Motion provides sensory input to the central nervous system, which stimulates the proprioceptive system as well modulates pain via the Gate theory. In the early phase, pain-free movement of a joint and stretching that prevents contractures is encouraged as the motion that results in stress on the injured area is avoided. As the pain and inflammation subside, more aggressive stretching and mobilization continues until symmetric (to the unaffected limb) motion is achieved with normal movement patterns.

Phase III: Restore Normal/Symmetric Strength

Strengthening a painful, inflamed limb that lacks normal ROM can result in further problems that can delay recovery from injury. Therefore, a stepwise approach toward strengthening must be used. In the early postinjury phases, pain-free isometric contractions are encouraged in an effort to retard muscular atrophy. They should be performed several times throughout the day. A simple method can be to recommend 10-second contractions, with 10 repetitions, 10 times a day. These isometric contractions may need to be performed through multiple angles as the strengthening is specific to the manner and position that it is trained. As the injured area recovers and ROM is restored, isotonic strengthening can begin if possible. Currently, there is no significant role for isokinetic strengthening because of poor functional carryover. To that end, closed-kinetic chain exercise should begin as soon as possible and progressed as able. Resistance training can be in the form of exercising against gravity, free weights machines, and resistance tubing. The strengthening should be as functional as possible, attempting to match the demands of the sport. Resistance tubing strengthening is attractive because of its ease and simplicity; however, the greatest tension with resistance occurs at the end ROM, where the muscle is usually weakest and the joint is most vulnerable. Therefore, this should be reserved for later stages of the strengthening program. In addition, the use of plyometric exercise should be included as the athlete is preparing to return to sport, because such training may ready the athlete for explosive bursts that are often a necessary part of many high demand sports.

Phase IV: Neuromuscular Control (Proprioceptive) Retraining

In order to dynamically control a joint during sport activity, there needs to be not only full ROM and normal strength, but also adequate dynamic motor control. Specifically, the injured joint needs to be stabilized by synchronous activation of appropriate muscle groups so that the larger, more powerful muscles may safely produce the necessary force required in sports activity. Many injuries can result in proprioceptive loss that may predispose an athlete to repeat injury. As in other areas addressed in the rehabilitation process, the proprioceptive system needs to be progressively challenged in order for progress to be made. Simple proprioceptive training can include seated exercises with a wobble board for lower extremity injuries or loading exercises of the arm either on a table or wall. As the athlete recovers, and assuming that there is near full ROM and strength, the proprioceptive system is progressively challenged (e.g., balancing on a single leg while catching and throwing, balancing with eyes closed). Proprioceptive training requires a great deal of one-on-one work with a therapist or trainer and often creativity in developing ways to challenge the proprioceptive system that corresponds to the athlete’s sport (8).

Phase V: Return to Sport Activities

As the athlete completes these phases, then the therapist or trainer must begin the transition to return to sport. This occurs as the athlete successfully meets the challenges of the previous phases. The athlete then is put through activities that replicate the demands of the sport. For example, a basketball player will be given various drills that include running, cutting, and jumping (and landing) using optimal biomechanics. Once the athlete demonstrates that he or she can successfully negotiate the various drills and challenges that will occur in the sport in a controlled situation, then it will be clear to everyone on the team (including the athlete) that he or she can safely return to their sport.Copyright: Copyright©2005 Lippincott Williams & Wilkins – Physical Medicine & Rehabilitation: Principles and Practice – Joel A. Delisa

The Patient with Chronic Pain – Treatment

Pain is purely subjective, difficult to define, and often hard to characterize or interpret. It is currently defined as an unpleasant sensory and emotional response to a stimulus associated with actual or potential tissue damage (1,2,3). However, pain has never been shown to be a simple function of the amount of physical injury; it is extensively influenced by anxiety, depression, expectation, and other psychological variables. It is a multifaceted experience, an interweaving of the physical characteristics of the stimulus with the individual’s motivational, affective, and cognitive functions. The pain experience is in part behavior based on an interpretation of the event, influenced by present and past experiences.
Acute pain is a biologic symptom of an apparent nociceptive stimulus, such as tissue damage that is due to disease or trauma. The pain may be highly localized or may radiate. It is generally sharp, crushing, or burning and persists only as long as the tissue pathology itself persists. Acute pain is generally self-limiting, and as the nociceptive stimulus lessens, the pain decreases. Acute pain usually lasts a few days to a few weeks (2). If it is not effectively treated, it may progress to a chronic form.
Chronic pain is a disease process in which the pain is a persistent symptom of an autonomous disorder with neurologic, psychological, and physiologic components. Differing significantly from acute pain, it is defined as pain lasting longer than anticipated within the context of the usual course of an acute disease or injury. The pain may be associated with continued pathology or may persist after recovery from a disease or injury. As with acute pain, treatable chronic pain that is due to organic disease is managed by effectively treating the underlying disorder. Chronic pain is often poorly localized and tends to be dull, aching, and constant. Associated signs of autonomic nervous system response may be absent, and the patient may appear exhausted, listless, depressed, and withdrawn.
Proper management of pain requires an understanding of its complexity and knowledge of the nonneurologic factors that determine its individual expression. The treatment of pain with physical modalities is as ancient as the history of humanity, but the use of interdisciplinary rehabilitation techniques has gained acceptance only within the past few decades.

EPIDEMIOLOGY

Nearly everyone experiences acute pain. Its incidence approximates the cumulative total of all acute diseases, trauma, and surgical procedures. In studies of the general population, patients have identified the head and lower limbs as the most common sites of acute pain and have identified the back as the most common site of chronic pain (4).
Chronic pain is less frequently experienced, but is reaching epidemic proportions in the United States. There are more than 36 million individuals with arthritis, 70 million with episodic back pain, 20 million with migraine headaches, and additional millions with pain that is due to gout, myofascial pain syndromes, phantom limb pain, and complex regional pain syndromes (5,6). The pain resulting from cancer afflicts approximately 1 million Americans and 20 million individuals world wide. Moderate to severe pain occurs in about 40% of patients with intermediate stage cancer and in 60% to 80% of patients with advanced cancer (7,8,9). Back pain, as a general condition, episodically affects nearly 75% of the population in most industrialized nations. It is estimated that at least 10% to 15% of the working population of industrialized nations are affected by back pain each year (6,10).

ETIOLOGY

Chronic pain is not merely a physical sensation. In the affective component of chronic pain, most patients show a degree of depression, and many show anger, jealousy, and anxiety. For many individuals, depression is the primary factor in the perception or experience of pain. Fifty percent to 70% of patients with chronic pain have either a primary depression or a depression secondary to their pain syndrome. Chronic pain, with accompanying depression, often leads to extensive periods of reduced productivity as well as inactivity. Prolonged inactivity alters cardiovascular function, impairs musculoskeletal flexibility, and causes abnormal joint function (11,12,13,14). Prevention involves the encouragement of patient activity as soon as it is reasonable.
The motivational component of chronic pain is concerned with the vocational, economic, and interpersonal reinforcement contingencies that contribute to the learning of pain behavior and the maintenance of chronic pain. More than 75% of patients with chronic pain display adverse behavioral characteristics, including problems with job or housework, leisure activities, sexual function, and vocational endeavors (15). The patient also may have significant functional limitations as a result of multiple previous surgeries with little success and prolonged convalescence, disuse/physical deconditioning syndrome, or narcotic medication (16).
Chronic pain’s cognitive component involves how patients think and the part that pain plays in their belief system and view of self. The more the patient perceives pain as a signal, requiring a reduction of activity and protection of the affected part, the more difficult it is for the physician to achieve compliance with exercise, stretching, and other elements of the treatment program. The memories of pain from acute pain episodes may significantly hinder a patient’s recovery and contribute to chronic pain syndrome (17,18,19). Pain is often the result of sensory input, affective state, cognition, motivational, and memory factors, which require a multidimensional evaluation process, including treatment interventions directed at those components most responsible for the pain experience (20,21,22).

Resolution of Pain

Acute pain is frequently the result of tissue damage in which the initial pain leads to an increase in anxiety, which magnifies the pain experience. The amount of anxiety generated and possibly pain seems to be more influenced by the setting in which the pain develops rather than personality variables. With the healing process comes a reduction or termination of the anxiety and acute pain perception. When acute pain, which functions as a warning signal, fails to respond to treatment with conventional medical therapies, illness behavior and chronic pain develops. The anxiety characteristic of acute pain is replaced by depression with hopelessness, helplessness, and despair. When pain relief fails, physical activities decrease, and suffering and depression increase.
Acute pain usually resolves when the source of nociception is removed or cured. Acute pain, by definition, resolves quickly and is often readily treated by a single modality. The cause of acute pain can be documented by physical examination findings and diagnostic procedures. When indicated, appropriate operative intervention can be performed on the basis of these findings. A short course of analgesic medication usually controls postoperative pain, and a return to full painless function can be anticipated in a matter of weeks. Acute pain control requires the administration of an efficacious analgesic dosage. Too little analgesia promotes suffering and anxiety, thus defeating the purpose of prescribing medications. Fear of drug addiction contributes to the underutilization of analgesic medications, and physicians tend to undermedicate in terms of frequency and dosage of pain medications (32,33). By prescribing low oral doses of narcotics at infrequent intervals, physicians inadvertently force patients to adopt pain behavior in order to obtain adequate narcotic analgesia. Pain behavior is characterized by high verbalization of pain, dependency, and the inability to work. Addiction in the acute pain situation is very rare, approximating less than 0.1% (34,35).
Unfortunately, a significant minority of acute pain patients continues to experience pain, which may progress into a more complex disease entity. Pain, a symptom of physiologic malfunction, now becomes the disease itself. Chronic pain represents a complex interaction of physical, psychological, and social factors in which the pain complaint is a socially acceptable manifestation of the disease. The etiology of chronic pain may be persistent nociceptive input, such as arthritis or terminal cancer; psychological disorders, such an anxiety, depression, and learned behavior; or social factors, such as job loss, divorce, and secondary gain.
The optimal treatment for chronic pain is prevention. Once the disease state of chronic pain commences, reinforcers such as monetary compensation, presence of job-related problems, manipulation of the environment to satisfy unmet needs, and retirement from the competitive world obstruct disease resolution. Therapies designed for acute pain are often contraindicated for chronic pain.
Prevention of chronic pain requires identifying contributing factors and resolving them early in the acute stage. Aspects worthy of attention include psychological stress, drug or alcohol abuse, and poor posture or muscle tone, as well as significant psychological and operant pain mechanisms. Physicians should set a reasonable time frame for the resolution of the acute pain process. Patients should be advised when the pain medication will no longer be needed. The patient’s attention should be directed to a gradual return of full activity on a prescribed schedule. Follow-up appointments should be planned at specified intervals so the patient does not need to justify a visit. Work intolerance and job conflicts should be resolved.

Pain-Reinforcing Factors

Chronic pain syndrome is a learned behavior pattern reinforced by multiple factors. These behaviors are frequently found in individuals who are depressed and inactive and lack the skills or opportunity to compete in the community. These environmental factors promote pain behavior, regardless of the etiology of the pain, thereby distinguishing the patient with chronic pain from the population at large. Patients often develop a new self-image and see themselves as disabled by their pain. This self-perceived disability justifies their inactivity, manipulation of others, and attempts to collect compensation. The typical patient often has been unemployed, has low job satisfaction, or has been on sick leave for long periods of time (36,37,38,39). Our data indicate that individuals who have been removed from the labor market because of pain for less than 6 months have a 90% chance of returning to full employment; those removed from the labor force because of pain for more than 1 year have less than a 10% chance of return to full employment (37).
Individuals with chronic pain syndrome receive gains from their pain behavior; hence, they continue this behavior to maintain those positive reinforcers. Physicians reinforce the pain behaviors by lacking knowledge of this chronic disease process, failing to identify the chronic pain behavior, and prolonging prescription of inappropriate medications, inactivity, and work limitations. The physician’s failure to acknowledge and direct the patient toward recovery tends to validate the chronic pain syndrome by providing an undiagnosable and untreatable problem. Family members also frequently reinforce the chronic pain behavior. They allow the individual to become inactive and cater to the patient’s requests and needs over prolonged periods of time. In some instances, patients with chronic pain provide role models for pain or disability behavior for other family members (40,41).

WORKER’S COMPENSATION

In 1911, worker’s compensation laws were enacted in the United States that required employers to assume the cost of occupational disability without regard to fault. These laws have dramatically influenced the recovery from injury. In many instances, they have become counterproductive; financial compensation may discourage return to work, the appeal process may increase disability, an open claim may inhibit return to work, and recovering patients may be unable to return to work. Often the accident and resulting symptoms represent the patient’s solution to life’s problems (42). The pain literature suggests an enhanced pain experience and reduced treatment efficacy in patients with chronic pain who are receiving financial compensation (43).

LITIGATION

Disability, along with pain and suffering, greatly determines the amount of compensation awarded in worker’s compensation cases. The patient/client’s pain behavior may be reinforced, maximized, and groomed with the hope of a large cash settlement. As a result of this reinforcement, the pain behavior develops into a learned response. The pain also becomes the
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disability for which the patient/client is seeking compensation. Therefore, a learned behavior becomes a determining factor in the amount of compensation awarded (44,45).
Alteration of the disability laws could decrease the number of acute pain patients who develop the behavioral disease of chronic pain syndrome. Changes that might discourage the development of chronic pain include allowing an injured worker to continue working at a job he or she is physically able to accomplish during the recuperation period, rapid adjudication of disability and compensation claims, and physicians restricting the patient’s use of addicting and depressant medication to less than 1 month. The extensive use of conservative intervention to include physical therapy and stress management early in treatment also could prevent the emergence of a chronic pain syndrome (46,47). For additional information on disability determination and medical-legal aspects, the reader is referred to Chapters 7 and 10.Copyright: Copyright©2005 Lippincott Williams & Wilkins – Physical Medicine & Rehabilitation: Principles and Practice – Joel A. Delisa

Cumulative Trauma Disorders – General Consideration

Over the past several decades, a major retooling of industry has been undertaken to make the work environment more employee friendly. Ergonomics is the science behind the design and operation of machines within the work environment (5). The proper management of CTD requires a thorough understanding of ergonomics, as ergonomics factors often contribute to the development of CTD. Treating the symptoms without modifying the workplace is the primary reason for recurrence of CTD and magnifies the overall economic burden caused by these disorders.

ECONOMIC IMPACT

Musculoskeletal disorders are the leading cause of disability among persons during their working years (6). In 1995 alone, 308,000 musculoskeletal disorders due to repeated trauma were reported in U.S. workplaces, representing nearly 62% of all occupational illness cases reported to the United States Bureau of Labor Statistics. This led to $2.1 billion in workers’ compensation costs and $90 million in indirect costs (7). Injuries to the hand and wrist have continued to grow. Of these injuries, work-related carpal tunnel syndrome is the most disabling and is increasing, as the median number of workdays lost in 1995 was 30 (7). Low back pain is the most common musculoskeletal problem affecting the working population. Approximately $16 billion was spent in 1984 managing low back pain (8,9). The total cost of worker’s compensation was estimated at $50 billion in 1990, with back care alone representing $30 billion (10). The growing costs of managing CTD in industry place a significant economic burden on the employer that ultimately impacts the consumer.

ERGONOMICS

Ergonomic assessment of the injured worker is now commonly used in the industrial setting. It requires an understanding of human abilities and the limitations imposed by the work environment, machines, tools, and specific job tasks (11,12). Ergonomics has received significant attention as the prevalence of CTD has risen in the workplace. Cumulative trauma disorders have been shown to be costly to employers and employees, as they contribute to time lost from work, decreases in productivity, and poor employee morale, all of which are factors in disability (13,14).
Several elements contribute to occupational CTD, including forceful exertions, repetitiveness of a work task, biomechanical postures, vibration, temperature, localized contact stress, and tool use and design (12,14,15).
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Forceful Exertions

Forceful exertions in the workplace directly or indirectly cause CTD in combination with such environmental factors as friction, equipment issues, gravity, and inertia (11,12). Force requirements may increase, depending on the condition of the hand tool (e.g., sharpness versus dullness), poor body mechanics, high torque or speed of power tools, and friction between objects and the worker (15,16). Wearing gloves may also increase the force needed during certain activities. Using poor-quality or improperly fitted gloves may be detrimental by blunting sensory feedback, reducing friction between the tool and hand, and reducing strength (15,17).
High force requirements, in collaboration with other occupational factors (especially repetition), are reported to be responsible for the greatest frequency of CTD of the upper extremity. The incidence of carpal tunnel syndrome and tendinitis has been shown to increase with activities of food processing, carpentry, and secretarial work, where forceful buffing, polishing, cutting, and typing may be required (18).

Repetitiveness or Prolonged Activities

Repetitiveness is also commonly cited as an occupational factor leading to CTD of the upper extremity (14,19). Repetition may be defined as (a) repeated motions requiring the same muscles and joints or (b) prolonged posture within a job task (12,14). After variable periods of time, repetitive work activities may lead to impairment secondary to CTD. Compromise of soft-tissue function may produce inflammation of tendons within the upper extremity, leading to pain and/or loss of motion. It may also lead to compression of peripheral nerves, causing pain, numbness, and weakness in the involved nerve distribution. During muscle contraction, blood flow locally can be decreased by as much as 40%. If a contraction is maintained, the oxygen supply to the area is quickly diminished while metabolite levels increase, causing muscle fatigue and soreness (12).
Since levels of repetitiveness have not been determined, workplace modifications should be integrated as problems are identified. These may include avoiding repeated gripping motions, maintaining pinching force requirements under 7 pounds, alternating among work tasks with a 5-minute break at least every hour, restructuring work tasks to encourage synergistic rather than isolated muscle activity, and using machinery to complete portions of tasks while rotating workers among tasks (12,15). In the computerized workstation environment, microbreaks taken every 40 minutes reduced discomfort at the wrist extensors, neck, and low back without disrupting productivity (20).

Posture

Improper postural mechanics during the performance of a task is an important causative risk factor for CTD. Sustained wrist and forearm flexion-extension or radial-ulnar deviation may induce friction between tendons and adjacent anatomic surfaces. Carpal tunnel syndrome and tenosynovitis of the flexor and extensor tendons of the wrist may be directly associated with sustained wrist or hand position (21,22,23,24,25). This is often seen in jobs that require a significant amount of typing, cashiering, or playing a musical instrument such as the violin (21). Positioning the wrist in radial deviation has been associated with de Quervain’s tenosynovitis (25,26,27,28). Other problematic postures commonly cited include those for using pliers, knives, and other household items such as a vacuum cleaner (14). Common awkward postures during work tasks may include extreme elbow flexion-extension, pronation-supination, excessive shoulder elevation, and pinch grips (15,29).
To optimally control awkward postures during work tasks, either the workstation should be redesigned or equipment modification (such as the use of bent-handled tools or split computer keyboards) should be considered to improve body position and alignment (30).

Localized Contact Stress

Contact stresses are produced when soft tissues of the body come in contact with an object or tool. Compression or shearing of soft-tissue structures between bone and tool are the most common forms of contact stress (11). Activities that require the worker to rest the forearms on a work surface for prolonged periods of time or to grip a sharp-edged tool may be causative (14). A common injury from contact stress is trigger finger, caused by pressure to the A-1 annular pulley (Fig. 26-1). When the distal phalanx is used to control a tool’s trigger release, stress is applied to the retinacular ligaments (15). Stress can be ameliorated by adjusting the trigger design so that flexion of the middle phalanx occurs before flexion of the distal phalanx. Another adaptation may include the use of soft rubber-coated handles (12,15). Local contact stress may also cause compression of the digital nerves. Improper design or use of hand tools is commonly the cause of these stresses. To decrease local stress on specific anatomic structures, one must consider handle shape and size. Handles should be as large as possible for a given task, and sharp edges should be avoided (11). Copyright: Copyright©2005 Lippincott Williams & Wilkins – Physical Medicine & Rehabilitation: Principles and Practice – Joel A. Delisa

Cumulative Trauma Disorders – The Shoulder Impingement

The shoulder is a complex structure that affords great mobility at the expense of stability. What stability is present has both static and dynamic components. Statically, the bony glenoid, cartilaginous labrum, glenohumeral ligaments, and joint capsule provide moderate stability. The rotator cuff (supraspinatus, infraspinatus, teres minor, and subscapularis) and the biceps tendon function dynamically to assist with stability. The rotator cuff plays a key role, especially with the arm in overhead elevation, where it must tonically contract to keep the humeral head anchored in the shallow glenoid fossa . The rotator cuff rests in the subacromial space, defined by the acromion, subacromial bursa, and coracoacromial ligament above; the coracoid process at the medial border; and the humeral head below. Numerous anatomic and pathophysiologic factors may lead to a narrowing of the space and predisposition to rotator cuff impingement. Bicipital tendonitis may occur in concert with rotator cuff tendonitis as the biceps passes underneath the subscapularis and supraspinatus tendons.
The impingement syndrome has been well described as a progression of changes to the rotator cuff eventually leading to a tearing of the tendons. The causes of rotator cuff impingement can be classified as intrinsic or extrinsic . Intrinsic causes include trauma or degeneration of the rotator cuff with instability or laxity of the shoulder complex. Extrinsic causes include bony changes to the acromion, coracoid, acromioclavicular joint or greater tuberosity, cervical nerve root compression, and other systemic conditions, including rheumatic disorders . Morrison and Bigliani reported the relationship between acromial morphology (type I flat, type II curved, type III hooked) and rotator cuff impingement. Individuals with a hooked acromion were most likely to develop rotator cuff abnormalities . The positioning of the rotator cuff has also been reported as having a relationship to rotator cuff pathology. Rathbun and MacNab reported the “wringing out” phenomenon, whereby a hypovascular region in the supraspinatus tendon was created with the arm held in adduction . Glenohumeral instability has been described as an inciting cause, with rotator cuff impingement occurring secondary to increased humeral motion . The torque placed on the rotator cuff is greatest at arm elevation of 90 degrees, which may predispose to overuse injury in the overhead position . Loss of scapular motion, or asynchrony between the scapulothoracic and glenohumeral musculature, may also predispose to impingement.
Rotator cuff injury was the third most common diagnosis encountered in workers, accounting for 8.3% of cases . In a fish-processing plant, shoulder girdle pain was encountered in 30.9% of workers and was more prevalent in workers who performed both repetitive and forceful movements of their upper limbs during work . Among electricians, 29% reported shoulder symptoms that occurred at least three times or lasted greater than 1 week . Shoulder pain was also reported in 37% of construction workers, 19.6% of garment workers, and 8.8% of hospital workers . Herberts et al. reported 18% of shipyard welders, and 16% of steel plate workers had shoulder pain . Welch noted a prevalence of 32% for rotator cuff injury in sheet metal workers, with most occurring from overhead duct work . Rotator cuff injury is more common overall in individuals who perform overhead activities or who require internal rotation of the shoulder, awkward or static postures; lack of rest, and vibration .
The individual with rotator cuff tendonitis or the impingement syndrome will report pain deep within the shoulder or posteriorly, with referral to the deltoid muscle insertion region. There may also be loss of strength and motion secondary to the pain. The discomfort is worsened by activities at shoulder level or above. Pain will occasionally occur at night while resting on the involved shoulder, perhaps from a concomitant subacromial bursitis. On physical examination, pain may be reproduced with palpation within the subacromial space or over the biceps tendon. Several methods are used to reproduce impingement of the rotator cuff (impingement signs). Hawkins described a method in which the arm is forward-flexed 90 degrees, and with the elbow flexed 90 degrees the arm is forcibly internally rotated . Neer described forced forward flexion of the arm, maintaining pressure on the acromion, so as to impinge the humeral head under the acromion . The impingement test was described as a method of obtaining pain relief from rotator cuff impingement . It is performed by the injection of lidocaine into the subacromial space and is interpreted as positive if there is a return of strength and an improved range after infiltration of the space. Strength testing of the rotator cuff should be performed in all involved subjects, with weakness and pain of the supraspinatus with or without external shoulder rotators usually most apparent. A complete neurologic examination should also be performed to rule out the presence of an underlying cervical radiculopathy. Further evaluation can occur with the use of x-rays, magnetic resonance imaging (MRI), and electrodiagnosis.
In the industrial setting, rehabilitation of shoulder impingement emphasizes decreasing overhead work, particularly for activities that also promote internal rotation of the shoulder. Acute intervention emphasizes pain reduction, including NSAIDs, ice, and occasionally, corticosteroid injection into the subacromial space. Range of motion of both the glenohumeral and scapulothoracic articulations will decrease the likelihood of asynchronous motion leading to impingement. Finally, strengthening of the glenohumeral and scapulothoracic musculature concentrically and eccentrically will help to prevent future injury. Strengthening of the scapular stabilizers should be started immediately; the remainder of the strengthening program (i.e., of the cuff itself) is prescribed when such activity no longer reproduces much pain. Copyright: Copyright©2005 Lippincott Williams & Wilkins – Physical Medicine & Rehabilitation: Principles and Practice – Joel A. Delisa

Clinical Evaluation

OVERVIEW

The meticulous and careful patient evaluation is the strongest point of rehabilitation medicine. Therapeutic intervention must be based on a correct patient assessment. The disability cannot be isolated from preexisting and concurrent medical problems. Although the rehabilitation evaluation encompasses all elements of the general medical history and physical examination, its scope is more comprehensive; thus, the rehabilitation evaluation provides a broader perspective

The Rehabilitation Evaluation Is an Evaluation of Function

Medical diagnosis concentrates on the historical clues and physical findings that lead the examiner to the correct identification of disease. After the medical diagnosis is established, the rehabilitation physician must then ascertain the functional consequences of disease that constitute the rehabilitation diagnosis. An adept functional assessment requires the examiner to have a clear understanding of the distinctions among disease, impairment, disability, and handicap, as discussed in Chapter 49.
If the disease cannot be challenged directly through medical or surgical means, measures are used to minimize the impairment. For example, a weak muscle can be strengthened or a hearing impairment can be minimized by an electronic aid. With chronic disorders, disease and impairment are not reducible; hence, intervention must address the disability and the handicap. The identification of intact functional capabilities is essential to successful rehabilitation. When intact capabilities can be augmented and adapted to new uses, functional independence can be enhanced.

CASE 1

AW had gained much enjoyment and self-esteem as a competitive runner before his spinal cord injury. During and after inpatient rehabilitation, he vigorously pursued a cardiovascular and upper extremity conditioning program. After obtaining an ultra-lightweight sport wheelchair, he resumed competitive athletics as a wheelchair racer, winning several regional races.
Comment: AW’s intact capabilities included normal arm strength, a competitive spirit, and self-discipline. Through augmentation and adaptation, he regained enjoyment and self-esteem in his athletic endeavors.
Despite their best efforts, physicians are occasionally unable to ascertain the specific disease responsible for a patient’s constellation of historical, physical, and laboratory findings. Medical management must then be symptomatic. Although highly desirable, diagnosis is not a necessary prerequisite to the identification and subsequent management of functional loss. To determine expectations of future disease activity based on past activity, the rehabilitation physician should attempt to characterize historically the temporal nature of the disease process.

CASE 2

FZ, a 62-year-old woman, presented with difficulty climbing stairs. Questioning revealed that she and her husband had been in the habit of taking a 30-minute evening walk for many years, but 2 years earlier, fatigue began to limit her to no more
P.2
than a few blocks. During the previous year, she had had difficulty rising from low seating, and 6 months previously, she reluctantly quit taking walks. During the preceding few weeks, she had found that climbing stairs was a burden, and she had started taking showers because she needed assistance getting out of the bathtub.
FZ reported no sensory deficits. Physical examination showed hypotonic muscle stretch reflexes and predominantly proximal muscle weakness. Electrodiagnostic studies and muscle biopsy demonstrated a noninflammatory myopathy; however, further extensive evaluation failed to determine a cause. FZ was provided with a bath bench, a toilet seat riser, a lightweight folding wheelchair for long-distance mobility, and a cane for short distances. She was instructed in safe ambulation with the cane, operation of the wheelchair, energy conservation techniques, and the proper placement of bathroom safety bars. Safe automobile operation was documented, and she was provided with a handicapped parking sticker. The philosophy of rehabilitation medicine concerning her potentially progressive muscle weakness was discussed with her, and she was given supportive counseling.
When FZ returned for a follow-up examination 1 month later, muscle testing showed only slight progression of her weakness, and her functional capabilities had not changed. Another follow-up examination was scheduled for 6 weeks later.
Comment: Although a specific diagnosis was not established, rehabilitation intervention specific to FZ’s functional losses was accomplished. Such extrapolation is not always accurate; however, serial evaluations performed at regular follow-up intervals allow the rehabilitation physician to identify and minimize future functional loss.

The Rehabilitation Evaluation Is Comprehensive

Unlike some medical specialties, rehabilitation medicine is not limited to a single organ system. Attention to the whole person is a rehabilitation absolute. The goal of the rehabilitation physician is to restore handicapped people to the fullest possible physical, mental, social, and economic independence; this requires analysis of a diverse aggregate of information. Consequently, the person must be evaluated in relation not only to the disease but also to the way the disease affects and is affected by the person’s family and social environment, vocational responsibilities and economic state, avocational interests, hopes, and dreams.

CASE 3 AND 4

CC, a 63-year-old piano tuner, had a left cerebral infarction manifested only as minimal dysfunction of the dominant right hand. Despite demonstrating discrete digit function in the involved hand on physical examination, he was psychologically devastated to find that he could no longer accomplish the fine but elegant motor patterns necessary to continue in his profession.
BD, a 63-year-old corporate attorney, had a left cerebral infarction resulting in severe spastic weakness of his nondominant upper extremity. He did some paperwork every day during his inpatient rehabilitation and returned to full-time employment shortly after completing treatment.
Comment: For each person, the degree of impairment has little or no relationship to the severity of resultant disabilities and handicaps.

The Rehabilitation Evaluation Is Interdisciplinary

Although most of this chapter addresses the patient history and physical examination as they relate to the rehabilitation evaluation, these are only part of the comprehensive rehabilitation assessment. This statement is not meant to deprecate the usefulness of these traditional tools of the physician. Both are of critical importance and serve as the basis for further evaluation; yet, by their nature, they also are limited. Speech and language disorders can inhibit communication. Subjective interpretation of the facts by the patient and the family can cloud the objective assessment of function. Performance is not assessed optimally by interview.
For example, inquiring about ambulation skills during the interview may identify a potential problem, but such skills can be assessed objectively and reliably only by having the physician and physical therapist observe the patient during ambulation in various situations. Likewise, the occupational therapist must assess the performance of activities of daily living, and the rehabilitation nurse must assess the safety and judgment of the patient while in the ward. The speech therapist furnishes a measured assessment of language function and, through special communication skills, may obtain information from the patient that was missed during the interview. The rehabilitation psychologist provides a quantified and standardized assessment of cognitive and perceptual function and a skilled assessment of the patient’s current psychological state. Through interaction with the patient’s family and employer, the social worker can provide useful information that is otherwise unavailable regarding the patient’s social support system and economic resources. The concept of the rehabilitation team applies not only to evaluation of the patient but also to ongoing management of the rehabilitation process. Copyright: Copyright©2005 Lippincott Williams & Wilkins – Physical Medicine & Rehabilitation: Principles and Practice – Joel A. Delisa